-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DKHLTjR05CD9NWBL0PefX3EwwolJdfTD+bB9FROKUIVUpl5518J6SyvrnhDRtci8 VNfLmulfeFfYUN0Y0I4v/Q== 0001193125-07-029615.txt : 20070213 0001193125-07-029615.hdr.sgml : 20070213 20070213170421 ACCESSION NUMBER: 0001193125-07-029615 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 GROUP MEMBERS: QVT ASSOCIATES GP LLC GROUP MEMBERS: QVT FINANCIAL GP LLC GROUP MEMBERS: QVT FUND LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIZELER PROPERTY INVESTORS INC CENTRAL INDEX KEY: 0000805419 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 721082589 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38038 FILM NUMBER: 07611330 BUSINESS ADDRESS: STREET 1: 2542 WILLIAMS BLVD CITY: KENNER STATE: LA ZIP: 70062 BUSINESS PHONE: 5044716200 MAIL ADDRESS: STREET 1: 2542 WILLIAMS BLVD CITY: KENNER STATE: LA ZIP: 70062 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: QVT Financial LP CENTRAL INDEX KEY: 0001290162 IRS NUMBER: 113694008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-705-8800 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 2 Schedule 13G Amendment No. 2

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

Sizeler Property Investors, Inc.


(Name of Issuer)

Common Stock, $0.0001 par value


(Title of Class of Securities)

 

 

830137105

                                (CUSIP Number)                                

December 31, 2006


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Page 1 of 9 pages


CUSIP No. 830137105    

 

  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

   
   

            QVT Financial LP

            11-3694008

   
  2.   Check the Appropriate Box if a Member of a Group (See Instructions)  
  (a)  ¨  
    (b)  x    
  3.   SEC Use Only  
         
  4.   Citizenship or Place of Organization  
                Delaware    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

    5.    Sole Voting Power
 
                  0
    6.    Shared Voting Power
 
                  0
    7.    Sole Dispositive Power
 
                  0
    8.    Shared Dispositive Power
 
                  0
  9.   Aggregate Amount Beneficially Owned by Each Reporting Person    
                0    
10.   Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)   ¨
         
11.   Percent of Class Represented by Amount in Row (9)  
                0%    
12.   Type of Reporting Person (See Instructions)  
                PN    

 

Page 2 of 9 pages


CUSIP No. 830137105    

 

  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

   
   

            QVT Financial GP LLC

            11-3694007

   
  2.   Check the Appropriate Box if a Member of a Group (See Instructions)  
  (a)  ¨  
    (b)  x    
  3.   SEC Use Only  
         
  4.   Citizenship or Place of Organization  
                Delaware    

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With:

    5.    Sole Voting Power
 
                  0
    6.    Shared Voting Power
 
                  0
    7.    Sole Dispositive Power
 
                  0
    8.    Shared Dispositive Power
 
                  0
  9.   Aggregate Amount Beneficially Owned by Each Reporting Person    
                0    
10.   Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)   ¨
         
11.   Percent of Class Represented by Amount in Row (9)  
                0%    
12.   Type of Reporting Person (See Instructions)  
                OO    

 

Page 3 of 9 pages


CUSIP No. 830137105    

 

  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

   
   

            QVT Fund LP

            98-0415217

   
  2.   Check the Appropriate Box if a Member of a Group (See Instructions)  
  (a)  ¨  
    (b)  x    
  3.   SEC Use Only  
         
  4.   Citizenship or Place of Organization  
                Cayman Islands    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

    5.    Sole Voting Power
 
                  0
    6.    Shared Voting Power
 
                  0
    7.    Sole Dispositive Power
 
                  0
    8.    Shared Dispositive Power
 
                  0
  9.   Aggregate Amount Beneficially Owned by Each Reporting Person    
                0    
10.   Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)   ¨
         
11.   Percent of Class Represented by Amount in Row (9)  
                0%    
12.   Type of Reporting Person (See Instructions)  
                PN    

 

Page 4 of 9 pages


CUSIP No. 830137105    

 

  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

   
   

            QVT Associates GP LLC

            01-0798253

   
  2.   Check the Appropriate Box if a Member of a Group (See Instructions)  
  (a)  ¨  
    (b)  x    
  3.   SEC Use Only  
         
  4.   Citizenship or Place of Organization  
                Delaware    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

    5.    Sole Voting Power
 
                  0
    6.    Shared Voting Power
 
                  0
    7.    Sole Dispositive Power
 
                  0
    8.    Shared Dispositive Power
 
                  0
  9.   Aggregate Amount Beneficially Owned by Each Reporting Person    
                0    
10.   Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)   ¨
         
11.   Percent of Class Represented by Amount in Row (9)  
                0%    
12.   Type of Reporting Person (See Instructions)  
                OO    

 

Page 5 of 9 pages


Item 1   (a).   Name of Issuer      
    Sizeler Property Investors, Inc. (the “Issuer”)      
Item 1   (b).   Address of Issuer’s Principal Executive Offices      
    The address of the Issuer’s principal executive offices is:
2542 Williams Boulevard, Kenner, Louisiana 70062, United States
     
Item 2   (a).   Name of Person Filing      
Item 2   (b).   Address of Principal Business Office or, if none, Residence      
Item 2   (c).   Citizenship      
    QVT Financial LP
1177 Avenue of the Americas, 9th Floor
New York, New York 10036
Delaware Limited Partnership
     
    QVT Financial GP LLC
1177 Avenue of the Americas, 9th Floor
New York, New York 10036
Delaware Limited Liability Company
     
    QVT Fund LP
Walkers SPV, Walkers House
P.O. Box 908GT
Mary Street
George Town, Grand Cayman, Cayman Islands
Cayman Islands Limited Partnership
     
    QVT Associates GP LLC
1177 Avenue of the Americas, 9th Floor
New York, New York 10036
Delaware Limited Liability Company
     
Item 2   (d).   Title of Class of Securities      
    Common Stock, $0.0001 par value (the “Common Stock”).      
Item 2   (e).   CUSIP Number      
    The CUSIP number of the Common Shares is 830137105.      
Item 3.   If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:   
  (a)   ¨    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
  (b)   ¨    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
  (c)   ¨    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
  (d)   ¨    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
  (e)   ¨    An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
  (f)   ¨    An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
  (g)   ¨    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
  (h)   ¨    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i)   ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j)   ¨    Group, in accordance with § 240.13d-1(b)(1)(ii)(J).

 

Page 6 of 9 pages


Item 4.    Ownership.      
  

(a)

  

Amount beneficially owned:

 

As of December 31, 2006, the reporting persons own no shares of the Common Stock.

     
  

(b)

  

Percent of class:

 

See Item 11 of the Cover Pages to this Schedule 13G.

     
   (c)    Number of shares as to which the person has:      
      (i)   

Sole power to vote or to direct the vote

 

0

     
      (ii)   

Shared power to vote or to direct the vote

 

0

     
      (iii)   

Sole power to dispose or to direct the disposition of

 

0

     
      (iv)   

Shared power to dispose or to direct the disposition of

 

0

     

Item 5.

  

Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.

     

Item 6.

  

Ownership of More than Five Percent on Behalf of Another Person.

 

Not Applicable

     

Item 7.

  

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

 

Not Applicable

     

Item 8.

  

Identification and Classification of Members of the Group

 

Not Applicable

     

Item 9.

  

Notice of Dissolution of Group

 

Not Applicable

     

Item 10.

  

Certification

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

     

 

Page 7 of 9 pages


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 13, 2007

 

QVT FINANCIAL LP

    QVT FUND LP
By  

QVT Financial GP LLC,

its General Partner

    By  

QVT Associates GP LLC,

its General Partner

By:  

/s/ Nicholas Brumm

    By:  

/s/Nicholas Brumm

Name:   Nicholas Brumm     Name:   Nicholas Brumm
Title:   Managing Member     Title:   Managing Member
By:  

/s/ Tracy Fu

    By:  

/s/ Tracy Fu

Name:   Tracy Fu     Name:   Tracy Fu
Title:   Managing Member     Title:   Managing Member

QVT FINANCIAL GP LLC

    QVT ASSOCIATES GP LLC
By:  

/s/ Nicholas Brumm

    By:  

/s/ Nicholas Brumm

Name:   Nicholas Brumm     Name:   Nicholas Brumm
Title:   Managing Member     Title:   Managing Member
By:  

/s/ Tracy Fu

    By:  

/s/ Tracy Fu

Name:   Tracy Fu     Name:   Tracy Fu
Title:   Managing Member     Title:   Managing Member

Page 8 of 9 pages


EXHIBIT A

JOINT FILING AGREEMENT

The undersigned hereby agree that the statement on Schedule 13G signed by each of the undersigned shall be filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.

Dated: February 13, 2007

 

QVT FINANCIAL LP     QVT FUND LP
By   QVT Financial GP LLC,     By   QVT Associates GP LLC,
  its General Partner       its General Partner
By:  

/s/ Nicholas Brumm

    By:  

/s/ Nicholas Brumm

Name:   Nicholas Brumm     Name:   Nicholas Brumm
Title:   Managing Member     Title:   Managing Member
By:  

/s/ Tracy Fu

    By:  

/s/ Tracy Fu

Name:   Tracy Fu     Name:   Tracy Fu
Title:   Managing Member     Title:   Managing Member
QVT FINANCIAL GP LLC     QVT ASSOCIATES GP LLC
By:  

/s/ Nicholas Brumm

    By:  

/s/ Nicholas Brumm

Name:   Nicholas Brumm     Name:   Nicholas Brumm
Title:   Managing Member     Title:   Managing Member
By:  

/s/ Tracy Fu

    By:  

/s/ Tracy Fu

Name:   Tracy Fu     Name:   Tracy Fu
Title:   Managing Member     Title:   Managing Member

 

Page 9 of 9 pages

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